Finding Absolute Extrema for MATH 139

Exam Relevance for MATH 139

Likelihood of appearing: Essential

On closed intervals: evaluate f at critical points AND endpoints. Compare all values for absolute max/min.

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Lesson

What Are Absolute Extrema?

The absolute maximum is the single highest value a function achieves on its entire domain.

The absolute minimum is the single lowest value a function achieves on its entire domain.

Unlike local extrema (peaks and valleys), absolute extrema are the overall highest and lowest points.

Important: Absolute extrema don't always exist! It depends on the function and the interval.


The Closed Interval Method

On a closed interval $[a, b]$, finding absolute extrema is straightforward:

Absolute extrema can only occur at:

  1. Critical points (where $f'(x) = 0$ or $f'(x)$ doesn't exist)
  2. Endpoints ($x = a$ and $x = b$)

The Method:

  1. Find all critical points in $(a, b)$
  2. Evaluate $f$ at each critical point
  3. Evaluate $f$ at both endpoints $a$ and $b$
  4. Compare all values — the largest is the absolute max, the smallest is the absolute min

Example 1: Standard Closed Interval Problem

Find the absolute maximum and minimum of $f(x) = x^3 - 3x + 1$ on $[-2, 2]$.

Step 1: Find critical points

$$f'(x) = 3x^2 - 3 = 3(x^2 - 1) = 3(x-1)(x+1)$$

Set $f'(x) = 0$: $$x = -1 \text{ or } x = 1$$

Both are in $[-2, 2]$ ✓

Step 2: Evaluate $f$ at critical points and endpoints

$x$ $f(x) = x^3 - 3x + 1$
$-2$ $(-2)^3 - 3(-2) + 1 = -8 + 6 + 1 = -1$
$-1$ $(-1)^3 - 3(-1) + 1 = -1 + 3 + 1 = 3$
$1$ $(1)^3 - 3(1) + 1 = 1 - 3 + 1 = -1$
$2$ $(2)^3 - 3(2) + 1 = 8 - 6 + 1 = 3$

Step 3: Compare values

$$\boxed{\text{Absolute max} = 3 \text{ at } x = -1 \text{ and } x = 2}$$ $$\boxed{\text{Absolute min} = -1 \text{ at } x = -2 \text{ and } x = 1}$$


Example 2: Critical Point Where Derivative Doesn't Exist

Find the absolute extrema of $f(x) = x^{2/3}$ on $[-1, 8]$.

Step 1: Find critical points

$$f'(x) = \frac{2}{3}x^{-1/3} = \frac{2}{3\sqrt[3]{x}}$$

$f'(x) = 0$: Never (the numerator is always $2/3$)

$f'(x)$ undefined: At $x = 0$ (division by zero)

So $x = 0$ is a critical point.

Step 2: Evaluate at critical point and endpoints

$x$ $f(x) = x^{2/3}$
$-1$ $(-1)^{2/3} = 1$
$0$ $0^{2/3} = 0$
$8$ $8^{2/3} = (\sqrt[3]{8})^2 = 4$

Step 3: Compare

$$\boxed{\text{Absolute min} = 0 \text{ at } x = 0}$$ $$\boxed{\text{Absolute max} = 4 \text{ at } x = 8}$$


Open Intervals: When Extrema Don't Exist

On open intervals $(a, b)$ or unbounded domains like $(-\infty, \infty)$, absolute extrema might not exist.


Example 3: No Absolute Max (Open Interval)

Find the absolute extrema of $f(x) = \frac{1}{x}$ on $(0, 1)$.

Step 1: Analyze the behavior

As $x \to 0^+$: $f(x) = \frac{1}{x} \to +\infty$

As $x \to 1^-$: $f(x) = \frac{1}{x} \to 1$

Step 2: Look for critical points

$$f'(x) = -\frac{1}{x^2}$$

$f'(x) = 0$: Never (always negative)

No critical points in $(0, 1)$.

Step 3: Conclusion

  • The function gets arbitrarily large as $x \to 0^+$, but never reaches a maximum value.
  • The function approaches $1$ as $x \to 1^-$, but $x = 1$ is not in the interval, so it never achieves $1$.

$$\boxed{\text{No absolute maximum}}$$ $$\boxed{\text{No absolute minimum}}$$


Example 4: No Absolute Max (Unbounded Domain)

Find the absolute extrema of $f(x) = x^2$ on $(-\infty, \infty)$.

Step 1: Find critical points

$$f'(x) = 2x = 0$$ $$x = 0$$

Step 2: Analyze behavior

At $x = 0$: $f(0) = 0$

As $x \to \pm\infty$: $f(x) = x^2 \to +\infty$

Step 3: Conclusion

  • $f(0) = 0$ is the lowest value (check: $x^2 \geq 0$ for all $x$)
  • The function grows without bound in both directions

$$\boxed{\text{Absolute min} = 0 \text{ at } x = 0}$$ $$\boxed{\text{No absolute maximum (function unbounded)}}$$


Example 5: Discontinuity Prevents Extremum

Find the absolute extrema of $f(x) = \begin{cases} x & 0 \leq x < 2 \\ 1 & x = 2 \end{cases}$ on $[0, 2]$.

Step 1: Analyze the function

For $0 \leq x < 2$: $f(x) = x$, which increases toward $2$

At $x = 2$: $f(2) = 1$

Step 2: Look for extrema

  • Minimum: $f(0) = 0$ ✓
  • Maximum: As $x \to 2^-$, $f(x) \to 2$, but $f(2) = 1$. The function never actually achieves the value $2$.

$$\boxed{\text{Absolute min} = 0 \text{ at } x = 0}$$ $$\boxed{\text{No absolute maximum (supremum is 2, but never achieved)}}$$

Key insight: Even on a closed interval, a discontinuous function might not have an absolute maximum or minimum!


Summary: When Do Absolute Extrema Exist?

Situation Absolute Extrema?
Continuous on closed interval $[a, b]$ Guaranteed to exist
Open interval $(a, b)$ May or may not exist
Unbounded domain $(-\infty, \infty)$ May or may not exist
Discontinuous function May or may not exist

Common Mistakes and Misunderstandings

❌ Mistake: Forgetting to check endpoints

Wrong: "The only critical point is $x = 1$, so the absolute max is there."

Why it's wrong: On a closed interval, absolute extrema can occur at endpoints even if there's no critical point there.

Correct: Always evaluate $f$ at both endpoints in addition to critical points.


❌ Mistake: Assuming extrema always exist

Wrong: "Every function has an absolute max and min."

Why it's wrong: On open intervals or unbounded domains, the function might approach a value without reaching it, or grow without bound.

Correct: Check if the interval is closed and the function is continuous. If not, extrema might not exist.


❌ Mistake: Only checking where $f'(x) = 0$

Wrong: "$f'(x)$ is never zero, so there are no critical points."

Why it's wrong: Critical points also occur where $f'(x)$ doesn't exist.

Example: $f(x) = |x|$ has a critical point at $x = 0$ even though $f'(0)$ doesn't exist.

Formulas & Reference

Closed Interval Method

$$\text{Absolute extrema occur at critical points or endpoints}$$

On a closed interval [a, b], absolute extrema can only occur at: (1) critical points where f'(x) = 0, (2) critical points where f'(x) doesn't exist, or (3) the endpoints x = a and x = b. Evaluate f at all these candidates and compare.

Variables:
$a$:
Left endpoint of the interval
$b$:
Right endpoint of the interval
$f'(x) = 0$:
Where the derivative equals zero (horizontal tangent)
$f'(x) \text{ DNE}$:
Where the derivative doesn't exist (corners, cusps)
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