Finding Absolute Extrema for MATH 140

Exam Relevance for MATH 140

Likelihood of appearing: High

Finding absolute extrema on closed intervals is tested on every MATH 140 exam. Check critical points AND endpoints.

Lesson

What Are Absolute Extrema?

The absolute maximum is the single highest value a function achieves on its entire domain.

The absolute minimum is the single lowest value a function achieves on its entire domain.

Unlike local extrema (peaks and valleys), absolute extrema are the overall highest and lowest points.

Important: Absolute extrema don't always exist! It depends on the function and the interval.


The Closed Interval Method

On a closed interval $[a, b]$, finding absolute extrema is straightforward:

Absolute extrema can only occur at:

  1. Critical points (where $f'(x) = 0$ or $f'(x)$ doesn't exist)
  2. Endpoints ($x = a$ and $x = b$)

The Method:

  1. Find all critical points in $(a, b)$
  2. Evaluate $f$ at each critical point
  3. Evaluate $f$ at both endpoints $a$ and $b$
  4. Compare all values — the largest is the absolute max, the smallest is the absolute min

Example 1: Standard Closed Interval Problem

Find the absolute maximum and minimum of $f(x) = x^3 - 3x + 1$ on $[-2, 2]$.

Step 1: Find critical points

$$f'(x) = 3x^2 - 3 = 3(x^2 - 1) = 3(x-1)(x+1)$$

Set $f'(x) = 0$: $$x = -1 \text{ or } x = 1$$

Both are in $[-2, 2]$ ✓

Step 2: Evaluate $f$ at critical points and endpoints

$x$ $f(x) = x^3 - 3x + 1$
$-2$ $(-2)^3 - 3(-2) + 1 = -8 + 6 + 1 = -1$
$-1$ $(-1)^3 - 3(-1) + 1 = -1 + 3 + 1 = 3$
$1$ $(1)^3 - 3(1) + 1 = 1 - 3 + 1 = -1$
$2$ $(2)^3 - 3(2) + 1 = 8 - 6 + 1 = 3$

Step 3: Compare values

$$\boxed{\text{Absolute max} = 3 \text{ at } x = -1 \text{ and } x = 2}$$ $$\boxed{\text{Absolute min} = -1 \text{ at } x = -2 \text{ and } x = 1}$$


Example 2: Critical Point Where Derivative Doesn't Exist

Find the absolute extrema of $f(x) = x^{2/3}$ on $[-1, 8]$.

Step 1: Find critical points

$$f'(x) = \frac{2}{3}x^{-1/3} = \frac{2}{3\sqrt[3]{x}}$$

$f'(x) = 0$: Never (the numerator is always $2/3$)

$f'(x)$ undefined: At $x = 0$ (division by zero)

So $x = 0$ is a critical point.

Step 2: Evaluate at critical point and endpoints

$x$ $f(x) = x^{2/3}$
$-1$ $(-1)^{2/3} = 1$
$0$ $0^{2/3} = 0$
$8$ $8^{2/3} = (\sqrt[3]{8})^2 = 4$

Step 3: Compare

$$\boxed{\text{Absolute min} = 0 \text{ at } x = 0}$$ $$\boxed{\text{Absolute max} = 4 \text{ at } x = 8}$$


Open Intervals: When Extrema Don't Exist

On open intervals $(a, b)$ or unbounded domains like $(-\infty, \infty)$, absolute extrema might not exist.


Example 3: No Absolute Max (Open Interval)

Find the absolute extrema of $f(x) = \frac{1}{x}$ on $(0, 1)$.

Step 1: Analyze the behavior

As $x \to 0^+$: $f(x) = \frac{1}{x} \to +\infty$

As $x \to 1^-$: $f(x) = \frac{1}{x} \to 1$

Step 2: Look for critical points

$$f'(x) = -\frac{1}{x^2}$$

$f'(x) = 0$: Never (always negative)

No critical points in $(0, 1)$.

Step 3: Conclusion

  • The function gets arbitrarily large as $x \to 0^+$, but never reaches a maximum value.
  • The function approaches $1$ as $x \to 1^-$, but $x = 1$ is not in the interval, so it never achieves $1$.

$$\boxed{\text{No absolute maximum}}$$ $$\boxed{\text{No absolute minimum}}$$


Example 4: No Absolute Max (Unbounded Domain)

Find the absolute extrema of $f(x) = x^2$ on $(-\infty, \infty)$.

Step 1: Find critical points

$$f'(x) = 2x = 0$$ $$x = 0$$

Step 2: Analyze behavior

At $x = 0$: $f(0) = 0$

As $x \to \pm\infty$: $f(x) = x^2 \to +\infty$

Step 3: Conclusion

  • $f(0) = 0$ is the lowest value (check: $x^2 \geq 0$ for all $x$)
  • The function grows without bound in both directions

$$\boxed{\text{Absolute min} = 0 \text{ at } x = 0}$$ $$\boxed{\text{No absolute maximum (function unbounded)}}$$


Example 5: Discontinuity Prevents Extremum

Find the absolute extrema of $f(x) = \begin{cases} x & 0 \leq x < 2 \\ 1 & x = 2 \end{cases}$ on $[0, 2]$.

Step 1: Analyze the function

For $0 \leq x < 2$: $f(x) = x$, which increases toward $2$

At $x = 2$: $f(2) = 1$

Step 2: Look for extrema

  • Minimum: $f(0) = 0$ ✓
  • Maximum: As $x \to 2^-$, $f(x) \to 2$, but $f(2) = 1$. The function never actually achieves the value $2$.

$$\boxed{\text{Absolute min} = 0 \text{ at } x = 0}$$ $$\boxed{\text{No absolute maximum (supremum is 2, but never achieved)}}$$

Key insight: Even on a closed interval, a discontinuous function might not have an absolute maximum or minimum!


Summary: When Do Absolute Extrema Exist?

Situation Absolute Extrema?
Continuous on closed interval $[a, b]$ Guaranteed to exist
Open interval $(a, b)$ May or may not exist
Unbounded domain $(-\infty, \infty)$ May or may not exist
Discontinuous function May or may not exist

Common Mistakes and Misunderstandings

❌ Mistake: Forgetting to check endpoints

Wrong: "The only critical point is $x = 1$, so the absolute max is there."

Why it's wrong: On a closed interval, absolute extrema can occur at endpoints even if there's no critical point there.

Correct: Always evaluate $f$ at both endpoints in addition to critical points.


❌ Mistake: Assuming extrema always exist

Wrong: "Every function has an absolute max and min."

Why it's wrong: On open intervals or unbounded domains, the function might approach a value without reaching it, or grow without bound.

Correct: Check if the interval is closed and the function is continuous. If not, extrema might not exist.


❌ Mistake: Only checking where $f'(x) = 0$

Wrong: "$f'(x)$ is never zero, so there are no critical points."

Why it's wrong: Critical points also occur where $f'(x)$ doesn't exist.

Example: $f(x) = |x|$ has a critical point at $x = 0$ even though $f'(0)$ doesn't exist.

Formulas & Reference

Closed Interval Method

$$\text{Absolute extrema occur at critical points or endpoints}$$

On a closed interval [a, b], absolute extrema can only occur at: (1) critical points where f'(x) = 0, (2) critical points where f'(x) doesn't exist, or (3) the endpoints x = a and x = b. Evaluate f at all these candidates and compare.

Variables:
$a$:
Left endpoint of the interval
$b$:
Right endpoint of the interval
$f'(x) = 0$:
Where the derivative equals zero (horizontal tangent)
$f'(x) \text{ DNE}$:
Where the derivative doesn't exist (corners, cusps)
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